Why is Hercules Capital facing a securities class action lawsuit?

Investors allege Hercules Capital made misleading statements about its due diligence practices, loan origination, and portfolio valuation processes.

What are investors claiming about Hercules Capital’s due diligence?

The complaint alleges the company overstated how thoroughly it evaluated investments during deal sourcing and loan origination.

What is the issue with Hercules Capital’s portfolio valuations?

Investors claim the company misrepresented the value of its portfolio by overstating valuations and misclassifying certain investments.

How could overstated valuations affect Hercules Capital’s stock?

If assets are overvalued, the company may appear stronger than it is, leading to price corrections when the truth emerges.

What are investors alleging Hercules Capital failed to disclose?

Plaintiffs claim the company did not fully disclose weaknesses in due diligence and valuation practices.

Who may qualify to participate in the Hercules Capital class action?

Investors who purchased securities between May 1, 2025 and February 27, 2026 may be eligible if they suffered losses.

What is the deadline to seek lead plaintiff status in the Hercules lawsuit?

Investors seeking to serve as lead plaintiff must file a motion by May 19, 2026.

What does the term “class period” mean in a securities lawsuit?

The class period is the timeframe when alleged misleading statements occurred and investors may have purchased the stock.

Do investors need to pay legal fees to join a securities class action?

Most cases are handled on contingency, meaning attorneys are paid only if there is a recovery.

What is a lead plaintiff in a securities class action?

The lead plaintiff is the investor appointed by the court to represent the interests of all shareholders in the case.

How do investors receive compensation from a securities class action settlement?

If a settlement is reached, investors submit claim forms documenting their trades to receive a share of the settlement fund.

Hercules Capital, Inc. - Faruqi & Faruqi LLP

Hercules Capital, Inc.

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Case Details

Filed On: March 23, 2026

Ticker HTGC

Class Period 05/01/2025 - 02/27/2026

Lead Plaintiff Deadline 05/19/2026

Days Left to Seek Plaintiff

-6

If you are a Hercules Capital investor who suffered a loss and would like to learn more, you can provide your information below:

If you purchased or acquired securities in Hercules Capital between May 1, 2025 and February 27, 2026 and would like to discuss your legal rights, call Faruqi & Faruqi partner Josh Wilson directly at 877-247-4292 or 212-983-9330 (Ext. 1310).

Faruqi & Faruqi, LLP, a leading national securities law firm, is investigating potential claims against Hercules Capital, Inc. (“Hercules Capital” or the “Company”) (NYSE: HTGC) and reminds investors of the May 19, 2026 deadline to seek the role of lead plaintiff in a federal securities class action that has been filed against the Company.

As detailed below, the complaint alleges that the Company and its executives violated federal securities laws by making false and/or misleading statements and/or failing to disclose that: (1) the Company overstated the due diligence with which it conducted its deal sourcing and/or loan origination process; (2) the Company overstated the due diligence with which it conducted its portfolio valuation process; (3) the Company reported misclassified portfolio investments; (4) as a result of the foregoing, the Company overstated and/or misrepresented its portfolio valuations; and (5) that, as a result of the foregoing, Defendants’ positive statements about the Company’s business, operations, and prospects were materially misleading and/or lacked a reasonable basis.

Lead Plaintiff Deadline: May 19, 2026

Call Partner Josh Wilson at 877-247-4292 or 212-983-9330 (Ext. 1310)
Or submit your information below to learn about your rights.

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Hercules Capital, Inc.

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